Q3 2026 13F · SEC CIK 1736079

Waller Financial Planning Group, Inc

Wealth managerFiled 2026-10-07 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $492.6M
Reported positions: 78
Top holdings a year, 3 yrs: +12.8%
Assets under management: $747.8M

Waller Financial Planning Group, Inc is a wealth manager that reported 78 positions worth $492.6M in its Q3 2026 13F, filed 2026-10-07. Its largest holdings were Ishares Tr (IVV, 17.6%), State Street Spdr Portfolio S&p 500 Grow (SPYG, 9.3%), Ishares Tr (EFV, 8.8%). A portfolio copying its top holdings returned 12.8% a year over the last 3 years, against 20.4% for the S&P 500.

Waller Financial Planning Group, Inc holdings largest 50 of 78 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Waller Financial Planning Group, Inc 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
IVVIshares Tr	17.6%	16.9%	112,983	+3.2%	$86.5M
SPYGState Street Spdr Portfolio S&p 500 Grow	9.3%	8.6%	374,184	+6.1%	$46.1M
EFVIshares Tr	8.8%	8.2%	549,236	+5.6%	$43.5M
SPYVState Street Spdr Portfolio S&p 500 Valu	7.6%	7.2%	613,847	+6.2%	$37.5M
VBRVanguard Index Fds	7.2%	7.3%	154,175	+5.1%	$35.6M
EFGIshares Tr	5.7%	5.6%	233,873	+6.3%	$28.0M
IGEBIshares Tr	5.2%	5.8%	603,278	-3.4%	$25.8M
SPABSpdr Series Trust	4.6%	5.0%	929,817	-3.2%	$22.7M
SCHDSchwab Strategic Tr	4.2%	4.2%	635,884	-1.0%	$20.7M
SPDWSpdr Index Shs Fds	2.8%	2.9%	276,043	-0.3%	$13.9M
OMFLInvesco Exch Trd Slf Idx Fd	2.5%	2.6%	178,004	-2.2%	$12.4M
VEAVanguard Ftse Developed Markets Index Fu	2.2%	2.3%	156,500	-0.4%	$11.1M
SPSMSpdr Series Trust	2.2%	2.5%	201,879	-4.0%	$10.7M
VOOVanguard Index Fds	2.0%	2.0%	13,877	-0.4%	$9.7M
SPMDSpdr Series Trust	1.8%	2.1%	141,256	-6.7%	$8.9M
VBVanguard Index Fds	1.7%	1.9%	29,962	+0.0%	$8.5M
AAPLApple Inc	1.4%	1.1%	21,248	+10.7%	$7.1M
VIGVanguard Specialized Funds	1.4%	1.4%	29,436	-0.4%	$6.9M
VOVanguard Index Fds	1.3%	1.4%	80,544	-4.4%	$6.3M
MUBIshares Tr	0.6%	0.6%	28,710	+5.4%	$2.9M
SLYVSpdr Series Trust	0.5%	0.6%	24,981	-0.6%	$2.6M
SLYGSpdr Series Trust	0.5%	0.5%	21,559	-0.3%	$2.3M
MDYVSpdr Series Trust	0.4%	0.5%	24,656	+0.0%	$2.2M
BIVVanguard Bd Index Fds	0.4%	0.5%	28,587	-17.7%	$2.1M
MDYGSpdr Ser Tr	0.4%	0.4%	18,574	-3.3%	$1.9M
FLOTIshares Tr	0.4%	0.4%	37,520	-5.8%	$1.9M
XLRESelect Sector Spdr Tr	0.4%	0.5%	45,493	-21.4%	$1.9M
AMZNAmazon Com Inc	0.4%	0.4%	7,271	+0.8%	$1.8M
NVDANvidia Corporation	0.4%	0.3%	7,804	+27.1%	$1.8M
VUGVanguard Index Fds	0.3%	0.3%	17,775	+0.0%	$1.6M
VNQVanguard Index Fds	0.3%	0.3%	16,724	-3.8%	$1.5M
SPTMSpdr Series Trust	0.3%	0.3%	14,925	-2.3%	$1.4M
UPSUnited Parcel Svcs Inc	0.3%	0.3%	14,665	+0.0%	$1.4M
BSVVanguard Bd Index Fds	0.3%	0.3%	17,645	-0.9%	$1.3M
GAMGeneral Amern Invs Co Inc Com	0.3%	0.3%	19,563	+0.0%	$1.2M
SPTISpdr Series Trust	0.2%	0.3%	44,545	+2.2%	$1.2M
QQQInvesco Qqq Tr	0.2%	0.2%	1,516	-0.1%	$1.1M
MSFTMicrosoft Corp	0.2%	0.2%	1,976	-7.0%	$1.0M
PGProcter & Gamble Co	0.2%	0.2%	6,675	+0.0%	$970K
JPMJpmorgan Chase & Co	0.2%	0.2%	2,898	-1.5%	$959K
VWOVanguard Intl Equity Index F	0.2%	0.2%	15,403	+0.0%	$914K
SPEMSpdr Index Shs Fds	0.2%	0.2%	17,485	+1.0%	$905K
VOTVanguard Index Fds	0.2%	0.2%	2,956	-2.3%	$864K
VTVVanguard Index Fds	0.1%	0.1%	2,931	+0.0%	$633K
GOOGLAlphabet Inc	0.1%	0.1%	1,817	-0.5%	$625K
XOMExxonmobil Holdings Corp	0.1%	—	3,728	—	$607K
VBKVanguard Index Fds	0.1%	0.1%	1,786	+0.0%	$603K
AVGOBroadcom Inc	0.1%	0.1%	1,707	-0.5%	$600K
METAMeta Platforms Inc	0.1%	—	786	—	$570K
MRSHMarsh & Mclennan Cos	0.1%	0.1%	3,307	+0.5%	$565K

What Waller Financial Planning Group, Inc bought and sold in Q3 2026, against Q2 2026.

New positions

Q2 2026's filing was too long to tell new positions apart.

Added to

NVDA Nvidia Corporation+27.1% shares
AAPL Apple Inc+10.7% shares
EFG Ishares Tr+6.3% shares
SPYV State Street Spdr Portfolio S&p 500 Valu+6.2% shares
SPYG State Street Spdr Portfolio S&p 500 Grow+6.1% shares
EFV Ishares Tr+5.6% shares
MUB Ishares Tr+5.4% shares
VBR Vanguard Index Fds+5.1% shares

Reduced

Left the top 50

XOM Exxon Mobil Corpwas 0.1%
BNDX Vanguard Charlotte Fdswas 0.1%

Share counts compared with the Q2 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +19.0% /yr; S&P 500 +20.1%
3 years: +12.8% /yr; S&P 500 +20.4%
5 years: +5.1% /yr; S&P 500 +11.6%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$492.6M	78
Q2 2026	$485.6M	78
Q1 2026	$453.1M	73
Q4 2025	$450.4M	75
Q3 2025	$435.8M	71
Q2 2025	$413.7M	71
Q1 2025	$356.0M	71
Q4 2024	$396.8M	68
Q3 2024	$403.3M	67
Q2 2024	$372.2M	69
Q1 2024	$375.3M	63
Q4 2023	$380.4M	61

Questions about Waller Financial Planning Group, Inc's portfolio

What stocks does Waller Financial Planning Group, Inc own?

Waller Financial Planning Group, Inc's latest 13F, for Q3 2026 and filed Oct 7, 2026, lists 78 positions worth $492.6M. The largest are Ishares Tr (IVV) at 17.6%, State Street Spdr Portfolio S&p 500 Grow (SPYG) at 9.3%, Ishares Tr (EFV) at 8.8%, State Street Spdr Portfolio S&p 500 Valu (SPYV) at 7.6% and Vanguard Index Fds (VBR) at 7.2%.

What did Waller Financial Planning Group, Inc buy last quarter?

In Q3 2026, Waller Financial Planning Group, Inc added Nvidia Corporation (NVDA) (+27.1% shares), Apple Inc (AAPL) (+10.7% shares) and Ishares Tr (EFG) (+6.3% shares), compared with its Q2 2026 filing.

What did Waller Financial Planning Group, Inc sell last quarter?

In Q3 2026, Waller Financial Planning Group, Inc cut from its top 50 Exxon Mobil Corp (XOM), cut from its top 50 Vanguard Charlotte Fds (BNDX), Select Sector Spdr Tr (XLRE) (-21.4% shares), Vanguard Bd Index Fds (BIV) (-17.7% shares) and Microsoft Corp (MSFT) (-7.0% shares), compared with its Q2 2026 filing.

How has Waller Financial Planning Group, Inc's portfolio performed?

A portfolio copying Waller Financial Planning Group, Inc's 20 largest 13F holdings each quarter, from the day each filing was public, returned +12.8% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +19.0% against +20.1%. Over 5 years: +5.1% a year against +11.6%.

When is Waller Financial Planning Group, Inc's next 13F filing due?

13F filings are due 45 days after each quarter ends. Waller Financial Planning Group, Inc's filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Waller Financial Planning Group, Inc manage?

Waller Financial Planning Group, Inc reported $747.8M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $492.6M.