Q2 2026 13F · SEC CIK 1597506

Warberg Asset Management LLC

Hedge fundFiled 2026-08-11 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $99.8M
Reported positions: 119
Top holdings a year, 3 yrs: -11.1%
Assets under management: $805.9M

Warberg Asset Management LLC is a hedge fund that reported 119 positions worth $99.8M in its Q2 2026 13F, filed 2026-08-11. Its largest holdings were Nextnav Inc (NN, 15.4%), Cornerstone Strategic Invest (CLM, 13.9%), Hewlett Packard Enterprise C 7.625 Mand (11.7%). A portfolio copying its top holdings returned -11.1% a year over the last 3 years, against 20.4% for the S&P 500.

Warberg Asset Management LLC holdings largest 50 of 119 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Warberg Asset Management LLC 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
NNNextnav Inc	15.4%	—	859,839	—	$15.3M
CLMCornerstone Strategic Invest	13.9%	8.6%	1,836,581	+76.3%	$13.9M
42824C208Hewlett Packard Enterprise C 7.625 Mand	11.7%	—	100,154	—	$11.7M
CORZWCore Scientific Inc New	7.3%	2.7%	385,028	+43.7%	$7.2M
APO-PAApollo Global Mgmt Inc Ser A Mand Cnv	6.7%	—	110,589	—	$6.7M
EPR-PCEpr Pptys	3.0%	2.6%	115,000	+15.1%	$2.9M
STXSStereotaxis Inc	1.9%	2.3%	1,108,889	+1.3%	$1.9M
EPR-PEEpr Pptys	1.7%	1.7%	54,398	+10.4%	$1.7M
012653200Albemarle Corp	1.7%	3.1%	30,305	-21.3%	$1.7M
FGIIFg Imperii Acquisition Corp	1.5%	1.7%	149,908	-3.2%	$1.5M
BAC-PLBank of Amer Corp	1.5%	2.0%	1,180	-21.3%	$1.5M
XSLLXsolla SPAC 1	1.4%	1.6%	138,736	-3.0%	$1.4M
VNMEVendome Acquisition Corp I	1.1%	1.4%	111,183	-6.6%	$1.1M
CAIIUCollective Acquisition Corp II	1.0%	—	99,668	—	$1.0M
PTORPraetorian Acquisition Corp	1.0%	1.1%	99,999	+0.0%	$993K
RVMDWRevolution Medicines Inc	0.9%	—	94,797	—	$889K
NENNew England Rlty Assoc Ltd P	0.9%	1.2%	15,100	-14.7%	$886K
KIM-PNKimco Realty Corp	0.9%	—	13,707	—	$862K
ORIQOrigin Invt Corp I	0.9%	1.0%	83,610	+0.0%	$862K
BKHABlack Hawk Acquisition Corp	0.9%	1.0%	71,923	-0.6%	$857K
DBCAD Boral Acquisition I Corp	0.8%	0.9%	76,851	-0.2%	$766K
KCHVKochav Defense Acqui Co	0.8%	0.9%	73,072	-4.8%	$758K
XCBEX3 Acquisition Corp Ltd	0.8%	0.8%	75,000	+0.0%	$749K
ACGCAcp Holdings Acquisition Cor	0.7%	—	74,172	—	$737K
VHCPVine Hill Cap Invts Corp II	0.7%	0.8%	70,494	-0.0%	$704K
RFAMRf Acquisition Corp III	0.7%	0.8%	69,949	-0.1%	$692K
SVAQSilicon Vy Acquisition Corp	0.7%	0.8%	66,247	-11.7%	$667K
AMPXAmprius Technologies Inc	0.7%	—	47,000	—	$651K
GDXJVaneck ETF Trust	0.6%	—	6,222	—	$611K
AMPGRAmplitech Group Inc	0.6%	—	309,044	—	$596K
USARUSA Rare Earth Inc	0.5%	—	25,333	—	$547K
VAL-WTValaris Ltd	0.5%	0.8%	62,800	+51.5%	$517K
CRAQCal Redwood Acquisition Corp	0.5%	0.6%	49,900	+0.0%	$514K
JABRUJab Acquisition Corp I	0.5%	—	51,168	—	$513K
BRKHUBurtech Acquisition Corp II	0.5%	—	50,000	—	$503K
ARTCArt Technology Acquisition C	0.5%	0.6%	50,000	+0.0%	$497K
CRACCrown Resv Acquisition Corp	0.5%	0.5%	47,106	-0.0%	$476K
CTAAClearthink 1 Acquisition Cor	0.5%	—	47,995	—	$476K
MMTXMiluna Acquisition Corp	0.5%	0.5%	45,989	+0.0%	$465K
SCIISC II Acquisition Corp	0.5%	0.5%	46,200	+0.0%	$463K
TVAIThayer Ventures Acq Corp II	0.5%	0.5%	44,699	+0.0%	$461K
INACIndigo Acquisition Corp	0.5%	0.5%	44,612	+0.0%	$457K
LKSPLake Superior Acquisition Co	0.5%	0.5%	44,947	+0.0%	$456K
CEPOCantor Equity Partners I Inc	0.4%	—	42,252	—	$444K
OXY-WTOccidental Pete Corp	0.4%	23.7%	15,292	-96.9%	$407K
ALPXUAlpex Acquisition Corp	0.4%	—	40,000	—	$401K
POSTPost Hldgs Inc	0.4%	0.5%	4,500	+0.0%	$397K
GTERAGloba Terra Acquisition Cor	0.4%	—	36,300	—	$374K
OTGAOtg Acquisition Corp. I	0.4%	—	35,438	—	$360K
CHPGChampionsgate Acquisition Co	0.4%	—	34,442	—	$358K

What Warberg Asset Management LLC bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +5.4% /yr; S&P 500 +20.1%
3 years: -11.1% /yr; S&P 500 +20.4%
5 years: -8.7% /yr; S&P 500 +15.9%

A portfolio of the filer's 20 largest 13F positions, weighted by value and rebuilt each quarter on the day the filing became public. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$99.8M	119
Q1 2026	$88.2M	141
Q4 2025	$44.3M	120
Q3 2025	$60.2M	115
Q2 2025	$35.8M	110
Q1 2025	$30.7M	120
Q4 2024	$59.6M	123
Q3 2024	$66.7M	126
Q2 2024	$89.3M	141
Q1 2024	$79.6M	144
Q4 2023	$72.3M	154
Q3 2023	$95.2M	180

Questions about Warberg Asset Management LLC's portfolio

What stocks does Warberg Asset Management LLC own?

Warberg Asset Management LLC's latest 13F, for Q2 2026 and filed Aug 11, 2026, lists 119 positions worth $99.8M. The largest are Nextnav Inc (NN) at 15.4%, Cornerstone Strategic Invest (CLM) at 13.9%, Hewlett Packard Enterprise C 7.625 Mand at 11.7%, Core Scientific Inc New (CORZW) at 7.3% and Apollo Global Mgmt Inc Ser A Mand Cnv (APO-PA) at 6.7%.

What did Warberg Asset Management LLC buy last quarter?

In Q2 2026, Warberg Asset Management LLC added Cornerstone Strategic Invest (CLM) (+76.3% shares), Valaris Ltd (VAL-WT) (+51.5% shares) and Core Scientific Inc New (CORZW) (+43.7% shares), compared with its Q1 2026 filing.

What did Warberg Asset Management LLC sell last quarter?

In Q2 2026, Warberg Asset Management LLC cut from its top 50 Shift4 Pmts Inc, cut from its top 50 State Street Energy Select Sector Spdr E (XLE), cut from its top 50 Invesco Qqq Tr (QQQ), cut from its top 50 iShares 0-3 Month Treasury Bon (SGOV), cut from its top 50 Noble Corp PLC, Occidental Pete Corp (OXY-WT) (-96.9% shares), Bank of Amer Corp (BAC-PL) (-21.3% shares) and Albemarle Corp (-21.3% shares), compared with its Q1 2026 filing.

How has Warberg Asset Management LLC's portfolio performed?

A portfolio copying Warberg Asset Management LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned -11.1% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +5.4% against +20.1%. Over 5 years: -8.7% a year against +15.9%.

When is Warberg Asset Management LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Warberg Asset Management LLC's filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does Warberg Asset Management LLC manage?

Warberg Asset Management LLC reported $805.9M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $99.8M.