Q2 2026 13F · SEC CIK 1506073

Wellington Shields & Co., LLC

Wealth managerFiled 2026-08-10 for Q2 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $446.5M
Reported positions: 329
Top holdings a year, 3 yrs: +14.9%
Assets under management: $546.0M

Wellington Shields & Co., LLC is a wealth manager that reported 329 positions worth $446.5M in its Q2 2026 13F, filed 2026-08-10. Its largest holdings were Apple Inc (AAPL, 7.5%), Microsoft Corp (MSFT, 5.8%), Jpmorgan Chase & Co (JPM, 3.5%). A portfolio copying its top holdings returned 14.9% a year over the last 3 years, against 20.4% for the S&P 500.

Wellington Shields & Co., LLC holdings largest 50 of 329 positions.

Weights are shares of the filer's total reported 13F value, compared with Q1 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Wellington Shields & Co., LLC 13F holdings
Stock	% of 13F value	Q1 2026	Shares	Share change	Reported value
AAPLApple Inc	7.5%	7.1%	116,104	+6.3%	$33.6M
MSFTMicrosoft Corp	5.8%	6.6%	69,498	-0.4%	$25.9M
JPMJpmorgan Chase & Co	3.5%	3.6%	48,314	+1.5%	$15.8M
LLYEli Lilly & Co	3.5%	3.0%	12,972	+0.1%	$15.6M
NVDANvidia Corporation	3.2%	3.0%	70,423	+3.0%	$14.1M
GOOGAlphabet Inc	2.8%	2.6%	34,927	-1.2%	$12.3M
XOMExxonmobil Holdings Corp	2.4%	—	78,755	—	$10.8M
CATCaterpillar Inc	2.4%	1.7%	9,907	+4.5%	$10.5M
ABBVAbbvie Inc	1.7%	1.7%	30,747	-0.2%	$7.7M
AMZNAmazon Com Inc	1.7%	1.6%	31,386	+2.5%	$7.5M
IBMInternational Business Machs	1.5%	1.6%	24,174	-7.5%	$6.8M
GOOGLAlphabet Inc	1.5%	1.2%	18,966	+14.7%	$6.8M
GLWCorning Inc	1.5%	1.0%	25,603	-12.8%	$6.5M
RKLBRocket Lab Corp	1.3%	1.0%	59,164	+1.8%	$6.0M
SPYState Str Spdr S&p 500 ETF T	1.3%	1.2%	7,550	+5.9%	$5.6M
PANWPalo Alto Networks Inc	1.1%	0.8%	14,923	-19.8%	$5.1M
ILMNIllumina Inc	1.1%	0.9%	28,531	-0.3%	$5.0M
GEGe Aerospace	1.1%	0.9%	12,628	+0.7%	$4.7M
BRK-BBerkshire Hathaway Inc Del	1.0%	1.1%	9,225	+0.8%	$4.6M
JNJJohnson & Johnson	1.0%	1.1%	17,288	+1.2%	$4.4M
UNPUnion Pac Corp	1.0%	1.1%	16,088	-7.5%	$4.4M
VVisa Inc	1.0%	1.0%	12,418	-0.1%	$4.3M
WMTWalmart Inc	0.9%	1.1%	36,995	+2.9%	$4.2M
CCitigroup Inc	0.9%	0.9%	29,073	-5.8%	$4.1M
AVGOBroadcom Inc	0.9%	0.7%	10,738	+13.4%	$4.1M
PSNLPersonalis Inc	0.9%	—	292,489	—	$3.9M
GEVGe Vernova Inc	0.8%	0.6%	3,214	+17.6%	$3.8M
BXBlackstone Inc	0.8%	1.0%	31,741	-4.2%	$3.7M
TSMTaiwan Semiconductor Manufac	0.8%	0.5%	7,737	+21.8%	$3.7M
QQQInvesco Qqq Tr	0.7%	0.6%	4,529	+4.6%	$3.3M
AMATApplied Matls Inc	0.7%	—	4,350	—	$3.1M
CSCOCisco Sys Inc	0.7%	0.5%	24,924	+0.0%	$2.9M
MRKMerck & Co Inc	0.7%	0.7%	22,666	-2.6%	$2.9M
KMIKinder Morgan Inc Del	0.6%	0.8%	88,724	-1.0%	$2.8M
NEMNewmont Corp	0.6%	0.9%	30,300	-3.5%	$2.8M
ABTAbbott Laboratories	0.6%	0.8%	28,846	-3.0%	$2.6M
DISDisney Walt Co	0.6%	0.7%	26,902	-2.7%	$2.6M
FLOFlowers Foods Inc	0.6%	0.7%	321,131	+0.0%	$2.5M
CEGConstellation Energy Corp	0.5%	0.7%	9,633	-3.8%	$2.4M
CFGCitizens Finl Group Inc	0.5%	0.5%	34,000	+0.0%	$2.4M
MCKMckesson Corp	0.5%	0.7%	3,152	-1.1%	$2.4M
PGProcter & Gamble Co	0.5%	0.6%	16,115	-0.7%	$2.4M
SPGIS&p Global Inc	0.5%	0.6%	5,800	+0.0%	$2.4M
HDHome Depot Inc	0.5%	0.5%	6,691	+3.7%	$2.4M
BMYBristol-Myers Squibb Co	0.5%	0.6%	39,424	-1.9%	$2.3M
APOApollo Global Management Inc	0.5%	0.5%	18,989	-1.2%	$2.2M
GNRCGenerac Hldgs Inc	0.5%	—	7,404	—	$2.2M
CVXChevron Corporation	0.5%	0.7%	13,002	-1.0%	$2.2M
WMWaste Mgmt Inc Del	0.5%	0.6%	9,435	-0.1%	$2.1M
HONAHoneywell Aerospace Inc	0.5%	—	9,221	—	$2.0M

What Wellington Shields & Co., LLC bought and sold in Q2 2026, against Q1 2026.

New positions

Q1 2026's filing was too long to tell new positions apart.

Added to

TSM Taiwan Semiconductor Manufac+21.8% shares
GEV Ge Vernova Inc+17.6% shares
GOOGL Alphabet Inc+14.7% shares
AVGO Broadcom Inc+13.4% shares
AAPL Apple Inc+6.3% shares
SPY State Str Spdr S&p 500 ETF T+5.9% shares

Reduced

PANW Palo Alto Networks Inc-19.8% shares
GLW Corning Inc-12.8% shares
UNP Union Pac Corp-7.5% shares
IBM International Business Machs-7.5% shares
C Citigroup Inc-5.8% shares

Left the top 50

Share counts compared with the Q1 2026 13F; a split also changes share counts. The latest filing lists more than 50 positions, so a position that left the top 50 may still be held.

How the holdings did against the S&P 500.

1 year: +22.0% /yr; S&P 500 +20.1%
3 years: +14.9% /yr; S&P 500 +20.4%
5 years: +0.4% /yr; S&P 500 +11.2%

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q2 2026	$446.5M	329
Q1 2026	$392.4M	321
Q4 2025	$405.4M	321
Q3 2025	$383.4M	324
Q2 2025	$353.3M	316
Q1 2025	$319.5M	304
Q4 2024	$326.1M	295
Q3 2024	$328.9M	310
Q2 2024	$307.0M	304
Q1 2024	$298.3M	304
Q4 2023	$271.1M	293
Q3 2023	$400.0M	289

Questions about Wellington Shields & Co., LLC's portfolio

What stocks does Wellington Shields & Co., LLC own?

Wellington Shields & Co., LLC's latest 13F, for Q2 2026 and filed Aug 10, 2026, lists 329 positions worth $446.5M. The largest are Apple Inc (AAPL) at 7.5%, Microsoft Corp (MSFT) at 5.8%, Jpmorgan Chase & Co (JPM) at 3.5%, Eli Lilly & Co (LLY) at 3.5% and Nvidia Corporation (NVDA) at 3.2%.

What did Wellington Shields & Co., LLC buy last quarter?

In Q2 2026, Wellington Shields & Co., LLC added Taiwan Semiconductor Manufac (TSM) (+21.8% shares), Ge Vernova Inc (GEV) (+17.6% shares) and Alphabet Inc (GOOGL) (+14.7% shares), compared with its Q1 2026 filing.

What did Wellington Shields & Co., LLC sell last quarter?

In Q2 2026, Wellington Shields & Co., LLC cut from its top 50 Exxon Mobil Corp (XOM), cut from its top 50 Honeywell Intl. Inc (HON), cut from its top 50 At&t Inc (T), cut from its top 50 Pfizer Inc (PFE), cut from its top 50 Palantir Technologies Inc (PLTR), Palo Alto Networks Inc (PANW) (-19.8% shares), Corning Inc (GLW) (-12.8% shares) and Union Pac Corp (UNP) (-7.5% shares), compared with its Q1 2026 filing.

How has Wellington Shields & Co., LLC's portfolio performed?

A portfolio copying Wellington Shields & Co., LLC's 20 largest 13F holdings each quarter, from the day each filing was public, returned +14.9% a year over the last 3 years, against +20.4% for the S&P 500. Over 1 year: +22.0% against +20.1%. Over 5 years: +0.4% a year against +11.2%.

When is Wellington Shields & Co., LLC's next 13F filing due?

13F filings are due 45 days after each quarter ends. Wellington Shields & Co., LLC's filing for the quarter ending Sep 30, 2026 is due by Nov 14, 2026; this page updates the day after it is published.

How much money does Wellington Shields & Co., LLC manage?

Wellington Shields & Co., LLC reported $546.0M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $446.5M.