Q3 2026 13F · SEC CIK 2053236

Wernau Asset Management Inc.

Wealth managerFiled 2026-10-19 for Q3 2026. Open the filing ↗ · All SEC filings ↗

Reported 13F value: $110.7M
Reported positions: 48
Holdings vs S&P 500, 3 yrs: —
Assets under management: $202.6M

Wernau Asset Management Inc. is a wealth manager that reported 48 positions worth $110.7M in its Q3 2026 13F, filed 2026-10-19. Its largest holdings were Apple Inc (AAPL, 27.0%), State Str Spdr S&p 500 ETF T (SPY, 11.6%), Alphabet Inc (GOOG, 7.0%).

Wernau Asset Management Inc. holdings all 48 positions.

Weights are shares of the filer's total reported 13F value, compared with Q2 2026. Share changes may reflect splits; weight changes also reflect price moves. A 13F shows long US-listed positions only, up to 135 days after the fact.

Wernau Asset Management Inc. 13F holdings
Stock	% of 13F value	Q2 2026	Shares	Share change	Reported value
AAPLApple Inc	27.0%	25.0%	89,612	-1.6%	$29.8M
SPYState Str Spdr S&p 500 ETF T	11.6%	11.9%	16,823	-0.2%	$12.8M
GOOGAlphabet Inc	7.0%	7.6%	22,771	+0.0%	$7.8M
BRK-BBerkshire Hathaway Inc Del	6.6%	6.9%	14,590	+0.0%	$7.3M
MSFTMicrosoft Corp	6.0%	4.6%	12,924	+0.1%	$6.6M
BACBank of Amer Corp	4.0%	4.5%	81,755	-1.4%	$4.4M
GOOGLAlphabet Inc	3.1%	3.4%	10,006	+0.0%	$3.4M
PFEPfizer Inc	3.0%	2.7%	116,951	-2.3%	$3.3M
JPMJpmorgan Chase & Co	2.9%	3.1%	9,686	-1.5%	$3.2M
VTWOVanguard Scottsdale Fds	2.4%	2.7%	23,922	+0.5%	$2.7M
AMZNAmazon Com Inc	2.3%	2.3%	10,314	+0.2%	$2.6M
UTLUnitil Corp	2.0%	2.2%	44,104	-0.9%	$2.2M
CSCOCisco Sys Inc	1.9%	2.1%	19,254	+0.2%	$2.1M
TAt&t Inc	1.8%	1.6%	82,024	-1.7%	$2.0M
PGProcter & Gamble Co	1.8%	1.9%	13,449	-0.2%	$2.0M
SCHFSchwab Strategic Tr	1.2%	1.3%	49,939	+0.7%	$1.4M
NVDANvidia Corporation	1.1%	1.0%	5,323	+0.5%	$1.2M
VOVanguard Index Fds	1.1%	1.1%	15,100	+0.8%	$1.2M
SCHDSchwab Strategic Tr	1.0%	1.0%	34,212	+0.6%	$1.1M
VWOVanguard Intl Equity Index F	1.0%	1.0%	17,833	+0.1%	$1.1M
DISDisney Walt Co	0.9%	0.9%	9,783	+0.4%	$1.0M
KKRKkr & Co Inc	0.9%	1.0%	10,995	-0.3%	$1.0M
VZVerizon Communications Inc	0.9%	0.9%	21,532	-2.3%	$988K
XOMExxonmobil Holdings Corp	0.8%	New	5,289	—	$861K
GLDSpdr Gold Tr	0.7%	0.7%	1,919	+0.4%	$731K
SCHBSchwab Strategic Tr	0.5%	0.5%	19,554	+0.0%	$573K
IWFIshares Tr	0.5%	0.5%	4,528	+0.0%	$567K
EDConsolidated Edison Inc	0.5%	0.5%	5,104	+0.0%	$522K
KMIKinder Morgan Inc Del	0.4%	0.5%	15,962	+0.8%	$481K
LLYEli Lilly & Co	0.4%	0.5%	414	+0.0%	$479K
IBMInternational Business Machs	0.4%	0.6%	2,166	+0.0%	$476K
SAMBoston Beer Inc	0.4%	0.4%	2,500	+0.0%	$410K
VTIVanguard Index Fds	0.3%	0.4%	1,014	+0.1%	$380K
EEMIshares Tr	0.3%	0.3%	5,316	+0.0%	$355K
SHYIshares Tr	0.3%	0.3%	4,207	+0.0%	$342K
ABBVAbbvie Inc	0.3%	0.3%	1,298	+1.2%	$340K
XLFSelect Sector Spdr Tr	0.3%	0.3%	6,122	+0.0%	$327K
FFord Mtr Co	0.3%	0.3%	23,327	-2.0%	$281K
SBUXStarbucks Corp	0.2%	0.3%	2,827	+1.5%	$266K
QQQInvesco Qqq Tr	0.2%	0.2%	350	+0.0%	$259K
JNJJohnson & Johnson	0.2%	0.2%	924	+0.0%	$245K
PBAPembina Pipeline Corp	0.2%	0.2%	5,487	-1.5%	$245K
NFLXNetflix Inc.	0.2%	0.2%	3,478	+5.3%	$242K
IWBIshares Tr	0.2%	0.2%	580	+0.0%	$241K
TIPIshares Tr	0.2%	0.2%	2,159	+0.0%	$225K
IWDIshares Tr	0.2%	0.2%	847	+0.0%	$210K
NLYAnnaly Capital Management in	0.2%	0.2%	11,080	+0.4%	$209K
SCHXSchwab Strategic Tr	0.2%	New	6,754	—	$203K

What Wernau Asset Management Inc. bought and sold in Q3 2026, against Q2 2026.

New positions

XOM Exxonmobil Holdings Corp0.8% of 13F
SCHX Schwab Strategic Tr0.2% of 13F

Added to

NFLX Netflix Inc.+5.3% shares

Reduced

No position shrank by more than 5%.

Sold out

XOM Exxon Mobil Corpwas 0.7%
VONV Vanguard Scottsdale Fdswas 0.2%

Share counts compared with the Q2 2026 13F; a split also changes share counts.

How the holdings did against the S&P 500.

1 year: +22.5% /yr; S&P 500 +20.1%
3 years: —
5 years: —

A portfolio of the filer's 20 largest 13F positions, weighted by value, bought the trading day after each 13F was filed and held until the next one was: what copying this filer could have earned. 13Fs show long US-listed positions only, so this is an estimate of the stock picks, not the fund's reported returns.

Reported 13F value by quarter.

13F value by quarter
Quarter	13F value	Positions
Q3 2026	$110.7M	48
Q2 2026	$105.5M	48
Q1 2026	$96.1M	47
Q4 2025	$100.7M	46
Q3 2025	$96.6M	46
Q2 2025	$88.4M	43
Q1 2025	$96.7M	46
Q4 2024	$103.3M	47

Questions about Wernau Asset Management Inc.'s portfolio

What stocks does Wernau Asset Management Inc. own?

Wernau Asset Management Inc.'s latest 13F, for Q3 2026 and filed Oct 19, 2026, lists 48 positions worth $110.7M. The largest are Apple Inc (AAPL) at 27.0%, State Str Spdr S&p 500 ETF T (SPY) at 11.6%, Alphabet Inc (GOOG) at 7.0%, Berkshire Hathaway Inc Del (BRK-B) at 6.6% and Microsoft Corp (MSFT) at 6.0%.

What did Wernau Asset Management Inc. buy last quarter?

In Q3 2026, Wernau Asset Management Inc. added a new position in Exxonmobil Holdings Corp (XOM), a new position in Schwab Strategic Tr (SCHX) and Netflix Inc. (NFLX) (+5.3% shares), compared with its Q2 2026 filing.

What did Wernau Asset Management Inc. sell last quarter?

In Q3 2026, Wernau Asset Management Inc. sold all of Exxon Mobil Corp (XOM) and sold all of Vanguard Scottsdale Fds (VONV), compared with its Q2 2026 filing.

When is Wernau Asset Management Inc.'s next 13F filing due?

13F filings are due 45 days after each quarter ends. Wernau Asset Management Inc.'s filing for the quarter ending Dec 31, 2026 is due by Feb 14, 2027; this page updates the day after it is published.

How much money does Wernau Asset Management Inc. manage?

Wernau Asset Management Inc. reported $202.6M of regulatory assets under management on its latest SEC Form ADV. Its 13F, which covers only US-listed stocks and options, totals $110.7M.