CATY · Insider trading · 13F holders · Congress trades
Cathay General Bancorp (CATY)
Who is buying and selling CATY: company insiders on SEC Form 4, hedge funds and superinvestors on Form 13F, and members of Congress under the STOCK Act. Every figure links to the filing or page it comes from.
- 13F filers holding
- 9
- Insider buys, 90 days
- $0
- Insider sales, 90 days
- $476K
- Congress trades, 12 months
- 3
CATY at a glance
- Between Aug 1, 2026 and Oct 29, 2026, 3 CATY insiders filed 5 sales worth $476K on SEC Form 4, and no open-market purchases.
- 9 13F filers hold CATY among their 50 largest positions, worth $40.0M combined. The biggest bets by portfolio weight are Willner & Heller, LLC (1.6%), Dean Capital Management (1.2%) and Moody Aldrich Partners LLC (1.1%).
- Members of Congress have disclosed 10 CATY trades since 2018, 2 purchases and 1 sale in the past year; the latest was Gilbert Ray Cisneros, Jr. (D-CA), buying $1K–15K on Mar 3, 2026.
- CATY last closed at $65.35 on Oct 29, 2026.
CATY insider trading
Between Aug 1, 2026 and Oct 29, 2026, 3 CATY insiders filed 5 sales worth $476K on SEC Form 4, and no open-market purchases.
| Filed | Insider | Role | Trade | Shares | Price | Value | Form 4 |
|---|---|---|---|---|---|---|---|
| Oct 28, 2026 | Sun Albert | EVP, Chief Credit Officer | Sale | 960 | $64.95 | $62K | SEC |
| Sep 3, 2026 | Sun Richard | Director | Sale | 1,000 | $62.32 | $62K | SEC |
| Aug 27, 2026 | Lo Thomas M. | EVP, Chief Admin Officer | Sale | 1,600 | $62.47 | $100K | SEC |
| Aug 27, 2026 | Sun Richard | Director | Sale | 1,000 | $62.08 | $62K | SEC |
| Aug 12, 2026 | Sun Richard | Director | Sale | 3,000 | $63.09 | $189K | SEC |
Who owns CATY? Hedge funds and superinvestors
9 13F filers hold CATY among their 50 largest positions, worth $40.0M combined. The biggest bets by portfolio weight are Willner & Heller, LLC (1.6%), Dean Capital Management (1.2%) and Moody Aldrich Partners LLC (1.1%).
| Manager | % of portfolio | Value | Shares | Last quarter | 13F |
|---|---|---|---|---|---|
| Edgestream Partners, L.P.Hedge fund | 0.4% | $13.4M | 216,837 | -14.7% shares | Q2 2026 |
| Denali Advisors LLCInstitutional asset manager | 0.9% | $8.7M | 140,297 | -11.8% shares | Q2 2026 |
| Moody Aldrich Partners LLCAsset manager | 1.1% | $5.8M | 97,030 | -7.1% shares | Q3 2026 |
| Dean Capital ManagementInstitutional asset manager | 1.2% | $3.4M | 54,934 | — | Q2 2026 |
| Kondo Wealth Advisors, Inc.Wealth manager | 1.0% | $3.0M | 50,483 | +0.0% shares | Q3 2026 |
| Willner & Heller, LLCWealth manager | 1.6% | $2.5M | 41,934 | -0.2% shares | Q3 2026 |
| Iron Gate Global Advisors LLCWealth manager | 0.2% | $1.9M | 31,125 | +0.0% shares | Q2 2026 |
| iSAM Funds (UK) LtdHedge fund | 0.6% | $886K | 14,300 | — | Q2 2026 |
| Ak Global Asset Management, LLCWealth manager | 0.3% | $345K | 5,800 | -29.3% shares | Q3 2026 |
Each manager counts with its latest 13F (Q3 2026: 4, Q2 2026: 5). Screen CATY in the grand portfolio →
CATY stock trades by members of Congress
Members of Congress have disclosed 10 CATY trades since 2018, 2 purchases and 1 sale in the past year; the latest was Gilbert Ray Cisneros, Jr. (D-CA), buying $1K–15K on Mar 3, 2026.
| Filed | Member | Trade | Amount | Traded | Since |
|---|---|---|---|---|---|
| Apr 7, 2026 | Gilbert Ray Cisneros, Jr.D-CA · House | Buy | $1K–15K | Mar 3, 2026 | +29.5% |
| Feb 13, 2026 | Gilbert Ray Cisneros, Jr.D-CA · House | Buy | $1K–15K | Jan 15, 2026 | +27.8% |
| May 14, 2025 | Josh GottheimerD-NJ · House | Sale | $1K–15K | Apr 9, 2025 | +61.7% |
| Nov 5, 2020 | Josh GottheimerD-NJ · House | Buy | $1K–15K | Oct 16, 2020 | +177.9% |
| Oct 13, 2020 | Josh GottheimerD-NJ · House | Sale | $1K–15K | Sep 15, 2020 | +181.5% |
| Apr 27, 2020 | Donna E. ShalalaD-FL · House | Sale | $1K–15K | Jun 24, 2019 | +89.5% |
| Apr 27, 2020 | Donna E. ShalalaD-FL · House | Buy | $1K–15K | Feb 20, 2019 | +62.2% |
| Sep 11, 2019 | Gilbert Ray Cisneros, Jr.D-CA · House | Buy | $1K–15K | Aug 15, 2019 | +96.9% |
| Apr 15, 2019 | Van TaylorR-TX · House | Sale | $1K–15K | Mar 25, 2019 | +98.0% |
| Oct 2, 2018 | Josh GottheimerD-NJ · House | Sale | $1K–15K | May 18, 2018 | +54.4% |
4 members have traded CATY: Gilbert Ray Cisneros, Jr., Josh Gottheimer, Donna E. Shalala, Van Taylor.
CATY questions and answers
Are insiders buying CATY stock?
Between Aug 1, 2026 and Oct 29, 2026, 3 CATY insiders filed 5 sales worth $476K on SEC Form 4, and no open-market purchases.
Which hedge funds own CATY?
9 13F filers hold CATY among their 50 largest positions, worth $40.0M combined. The biggest bets by portfolio weight are Willner & Heller, LLC (1.6%), Dean Capital Management (1.2%) and Moody Aldrich Partners LLC (1.1%).
Has Congress traded CATY?
Members of Congress have disclosed 10 CATY trades since 2018, 2 purchases and 1 sale in the past year; the latest was Gilbert Ray Cisneros, Jr. (D-CA), buying $1K–15K on Mar 3, 2026.
Who is the largest holder of CATY?
Among 13F filers, Edgestream Partners, L.P. reports the largest CATY position, $13.4M (216,837 shares) in its Q2 2026 13F. The biggest bet by portfolio weight is Willner & Heller, LLC's: 1.6% of its portfolio.
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